FINRA

The need for fast, efficient compliance with stringent regulatory monitoring requirements lies at the heart of Lightspeed Trading’s recent selection of Trillium’s Surveyor to provide market surveillance and post-trade analytics to its platform. To help understand how Surveyor would...

The days of fractional increments in stock prices may be long gone. As of Tuesday, U.S. stock exchanges and FINRA have been directed by the Securities and Exchange Commission to work on a plan over the next two months to implement a pilot program that will last one year and allow some stocks to...

This weekend in Barron's online: the effects of oil at $75 a barrel, the next stage of Obamacare, as well as the prospects for Tesla's Gigafactory, DDR, Exact Sciences and more. Cover Story "Here Comes $75 Oil" by Gene Epstein. The long-term outlook for global oil prices is lower, says this week...

It happened again. Careless investors, thinking they were buying shares of Nest Labs, the thermostat company Google (NASDAQ: GOOG) just spent $3.2 billion on, scooped up the penny stock of a bankrupt red-light traffic camera company called Nestor. As a result, Nestor shares jumped 1,900...

CBOE Holdings (NASDAQ: CBOE) is finishing the week strong after posting record first-quarter results. The Chicago-based firm's EPS surged 35 percent to $0.50, beating estimates of $0.47. Revenue climbed 17.5 percent year-over-year to $142.71 million, topping the Wall Street consensus of $139.3...